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41	Blanket Order No. 49 SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS GOVERNMENT OF NEWFOUNDLAND AND LABRADOR IN THE MATTER OF Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2014-12-03 13:00:15 New Deal Securities Act Financial economics Financial regulation Finance Exempt market dealer United States Securities and Exchange Commission 73rd United States Congress United States securities law
42	Nova Scotia Securities Commission Rule[removed]Amendment) Registration Requirements, Exemptions and Ongoing Registrant Obligations -andAmendments to National Instrument[removed]Registration Requirements, Exemptions and Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-10-22 10:53:19 United States securities law Business 73rd United States Congress United States Securities and Exchange Commission Exempt market dealer Securities Act Canadian securities regulation Security Investment Advisers Act Financial economics Investment Finance
43	NOVA SCOTIA SECURITIES COMMISSION RULE[removed]AMENDMENT) MUTUAL FUNDS -ANDCONSEQUENTIAL AMENDMENTS TO RULES[removed], 31-103, 33-109, 44-102, 45-106, 62-103, [removed]and[removed] Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-09-10 11:03:54 Institutional investors Mutual fund Mutualism Canadian securities regulation Commodity pool Exempt market dealer Financial economics Investment Financial services
44	For Immediate Release November 4, 2014 Canadian Securities Administrators invite investors to get the Fund Facts during Financial Literacy Month Calgary – November is Financial Literacy Month and the Canadian Securitie Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-11-04 10:56:23 Canadian law Canadian securities regulation Canadian Securities Administrators Investor education Mutual fund Capital market Securities Commission Exempt market dealer Financial economics Investment Economics
45	FORM 33-109F7 REINSTATEMENT OF REGISTERED INDIVIDUALS AND PERMITTED INDIVIDUALS (sections 2.3 and[removed]GENERAL INSTRUCTIONS Complete and submit this form to the relevant regulator(s) or in Québec, the securities regu Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 21:56:52 Financial economics Exempt market dealer Registered representative Email Business Money Investment United States securities law Finance
46	Note: [15 Jul 2013] – The following is a consolidation of NI[removed]It incorporates amendments to this document that came into effect on January 1, 2011, July 11, 2011, February 28, 2012, May 31, 2013 and July 15, 201 Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-03-25 13:34:43 Financial services Stock market Collective investment schemes Exempt market dealer Prospectus Mutual fund Security Non-reporting issuer Financial adviser Financial economics Investment Finance
47	Note: [15 July 2013] – The following is a consolidation of 31-103CP. It incorporates amendments to this document effective on January 1, 2011, July 11, 2011, February 28, 2012, September 28, 2012 and July 15, 2013. Thi Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-03-25 13:42:22 Business Securities United States securities law United States Securities and Exchange Commission Accredited investor Canadian securities regulation Prospectus Regulation S-K Exempt market dealer Financial economics Investment Finance
48	THE MANITOBA SECURITIES COMMISSION NOTICE[removed]THE COMMODITY FUTURES ACT – ADOPTION OF RULE On October 16, 2014 The Manitoba Securities Commission, along with other members of the Canadian Securities Administrators, Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-10-16 14:42:52 Canadian securities regulation United States securities law Canadian Securities Administrators Futures contract Securities Commission Finance United States Securities and Exchange Commission SEC filings Exempt market dealer Financial regulation Financial economics Canadian law
49	INTRODUCTION As an ombudsman office, our role is to investigate complaints with a view to resolving them in a manner that is fair and reasonable in all the circumstances. In accordance with our Terms of Reference, when d Add to Reading List Source URL: www.obsi.ca Language: English Business Investment Policy Statement Exempt market dealer Rate of return Financial adviser Operational due diligence Principal at risk notes Investment Finance Financial economics
50	Securities Commission Raising Capital for Small & Mid-Size Businesses Raising Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:36:05 Stock market Securities United States Securities and Exchange Commission Prospectus Exempt market dealer Canadian securities regulation Security Accredited investor Capital market Financial economics Investment Finance

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